D.Canarutto - A.Jadczyk:
Fundamental geometric structures for the Dirac equation in General
Relativity.
Acta Applicandae Mathematicae 51 N.1, (1998) 59-92
Abstract
We present an axiomatic approach to Dirac's equation in General Relativity
based on intrinsically covariant geometric structures. Structure groups
and the related principal bundle formulation can be recovered by studying
the automorphisms of the theory. Various aspects can be most neatly understood
in this context, and a number of questions can be most properly addressed
(specifically in view of formulation of QFT on a curved background). In
particular we clearify the fact that the usual spinor structure can be
weakened while retaining all essential physical aspects of the theory.
1991 MSC: 15A66, 53A50, 53B35, 53C07, 53C15, 81R20, 81R25
Keywords: spinors, quantum mechanics on a curved background,
connections, Dirac equation, Weyl equations.
Introduction [to be compiled by Plain TeX]
In the physics literature, Dirac's equation is usually introduced and
studied on flat Minkowski spacetime, while spinors have beeen extensively
used in the context of classical General Relativity. Generalization of
the quantum theory to curved spacetime is not so popular, perhaps because
formulation of QFT on a curved background encounters severe difficulties
and even paradoxes. On the other hand, there exists a rich mathematical
literature about spinor structures and the Dirac equation on curved spacetime
and general Riemannian manifolds, based essentially on the language of
groups and principal bundles.
Despite the aboundance of the available literature, the non-expert reader
who whishes to understand the basic aspects of the relativistic physics
of $1/2$-spin particles---and is little interested in mathematical generalizations---will
be puzzled by the not quite clear and, sometimes, misleading presentations
found in the textbooks. Even the initiate may have some difficulties in
stating clearly all the precise relations between the various objects appearing
in the theory: which is to be viewed as fundamental and which as a derived
object; what does assuming a given object precisely imply from the algebraic
and dynamical point of view; why a charged spinor is not exactly a ``spinor
with charge'' (there is a subtle involvement of the group ${\bf Z}_2$),
and so on.
This presentation is intended as a setting-up of the fundamental mathematical
concepts needed for the Dirac equation in General Relativity. Our strategy
is to deal with a set of `minimal geometric data', namely we present a
formulation containing no {\it distinguished\/} or {\it chosen\/} object
devoid of a precise physical interpretation. This is to be contrasted with
usual matricial formulations, which tend to mix different levels and different
questions. Our language is essentially that of vector bundles and connections
on vector bundles. The principal bundle approach is recovered a-posteriori,
the symmetry group being the group of automorphisms of the assumed structures.
Actually we recognize that principal bundle techniques are invaluable for
many purposes, but we also observe that several essential features of the
theory of connections, which are commonly attributed to principal bundles,
can be formulated with greater generality---and even simplicity---at a
more basic level.
At the algebraic level the fundamental objects are the complex vector
bundle $W$ of `$4$-spinors' over general relativistic spacetime $M$, a
Dirac map\footnote{}{ This yields what is also called a `module of Clifford
algebras'.} $\gamma:TM\to{\rm End}(W)$ and a Hermitian $2$-form $k$ on
$W$, with signature $(2,2)$, commuting with $\gamma$ (this is essentially
the `Dirac adjoint' map usually denoted by $\psi\mapsto\bar\psi$). The
group of automorphisms turns out to be a kind of complexified Spin group,
which in mathematical works is often denoted by Spin$^c$ (here is the involvement
of the group ${\bf Z}_2$). Namely this structure is weaker than the usually
assumed spinor structure, but we argue that it is completely sufficient
for describing all physical facts. Assuming a proper spinor structure amounts
to fixing a `charge conjugation' $\cal C$ or, equivalently, a symplectic
form $\epsilon$ of a certain type on $W$. At the purely algebraic level
there is no stringent motivation to regard any one of the three objects
$k$, $\cal C$ and $\epsilon$ as more fundamental than the others: if one
is fixed, the others are determined up to some factor. But a factor which
may change from point to point is a physical field; the connections which
preserve our Spin$^c$ structure contain the electromagnetic potential in
a natural way, with correct gauge transformations. Fixing $\cal C$ or $\epsilon$
yields a {\it global\/} $1$-form $A$, which is too much. So, by assuming
given $\cal C$ or $\epsilon$ we would get unnecessary extra-structure.
Similarly, fixing a {\it positive\/} Hermitian metric on $W$ is equivalent
to fixing an observer, so this is unnecessary extra-structure too. We also
stress that the $2$-spinor approach turns out to be completely equivalent
to our weakened $4$-spinor approach; in particular note that in $W=S\oplus\bar
S^*$, where $S$ is the $2$-spinor bundle, $k$ is just a natural contraction.
A language which is not based on principal bundles in an essential way,
besides being suitable for the kind of clarification we seek, may suggest
generalizations which in the principal bundle context are hardly attainable.
For example one could allow for $k$ to become a dynamical rather than a
fixed and static object. This would mean that the gauge group itself can
be a dynamical variable and need not be constant throughout spacetime.
In such a case, standard principal bundle techniques will apply only in
some regions.
Similarly, it is easy to generalise our formulation in such a way to
allow discussion of spacetimes with degenerate metric of non-constant rank
and no requirement for the existence of Spin$^c$ structure [a17]. Such
a formulation of the dynamics may prove to be necessary in those approaches
that strive to include quantum fluctuations of the metric. The ``classical"
approach is not suitable for this purpose.
Even if an expert may find that we presented no essentially new mathematical
results, our consistent scheme is not at all a trivial consequence of known
facts. The paper can be seen as a self-consistent alternative introduction
to the Dirac equation of $1/2$-spin particles. The reader is supposed to
have some familiarity only with the very basic concepts concerning (real
and complex) vector bundles and connections, which are briefly recalled
in the first section.
Acknowledgements. This research has been supported by Italian
MURST (national and local funds). Thanks are due to Andrzej Trautman and
Marco Modugno for stimulating discussion.
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